KraftBusiness

The Securities and Exchange Board of India (SEBI) plays a crucial role in regulating investment advisory services in the country. Any individual or entity offering investment advice must comply with SEBI's guidelines to operate legally and ethically. This article delves into the core SEBI regulations that govern a registered investment advisor India , covering eligibility, compliance, and licensing. What is a Registered Investment Advisor (RIA)? A Registered Investment Advisor (RIA) is an individual or firm registered with SEBI to offer financial advice to clients. These advisors are bound by fiduciary duty, ensuring they act in the best interest of their clients. Importance of RIA Registration SEBI’s regulations ensure transparency, protect investors, and promote professionalism within the investment advisory space. Without a valid RIA license , offering investment advice is considered illegal in India. Key SEBI Regulations for Investment Advisors SEBI first introduced the Invest...

In the evolving landscape of India’s financial system, Asset Reconstruction Company (ARCs) play a crucial role in managing non-performing assets (NPAs). These institutions act as intermediaries between banks and borrowers to help resolve bad loans and revive stressed assets. This article explores what ARCs are, how they function, and why they are important for financial stability. What is an Asset Reconstruction Company? An Asset Reconstruction Company is a specialized financial institution that buys non-performing assets (NPAs) or bad loans from banks and financial institutions at a discounted price. Once these bad loans are off the banks’ books, ARCs work to recover the dues or restructure the debt. ARC Full Form The ARC full form is Asset Reconstruction Company . These companies were introduced under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest (SARFAESI) Act, 2002. Objectives of Asset Reconstruction Companies ARCs are established ...